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Explanations of Non-verbal Behaviour » Darwin Evolutionary Theory
What you'll learn this session
Study time: 30 minutes
- Darwin's evolutionary theory and its key principles
- How evolution explains non-verbal behaviours in humans
- Universal facial expressions and their evolutionary significance
- Adaptive functions of non-verbal communication
- Research evidence supporting Darwin's theory
- Strengths and limitations of the evolutionary explanation
Darwin's Evolutionary Theory of Non-verbal Behaviour
Charles Darwin wasn't just interested in how species physically evolved - he was also fascinated by how humans express emotions. In 1872, he published "The Expression of the Emotions in Man and Animals," where he suggested that many of our non-verbal behaviours have evolutionary origins and serve important survival functions.
Key Definitions:
- Non-verbal behaviour: Communication through facial expressions, gestures, posture and other bodily movements rather than words.
- Evolutionary theory: The idea that traits develop over time through natural selection because they help species survive and reproduce.
- Natural selection: The process where traits that help organisms survive become more common in a population over generations.
- Adaptation: A trait that increases chances of survival and reproduction in a particular environment.
💡 Core Principles of Darwin's Theory
Darwin proposed three key principles to explain non-verbal behaviour:
- Serviceable Associated Habits: Actions that once served a practical purpose may continue even when no longer needed.
- Antithesis Principle: Opposite emotional states tend to be expressed through opposite physical movements.
- Direct Action of the Nervous System: Some expressions result directly from the nervous system's activity and aren't learned.
📚 Darwin's Research Methods
Darwin gathered evidence through:
- Observing infants who hadn't learned to mask expressions
- Studying people born blind who couldn't have learned expressions through observation
- Comparing expressions across different cultures
- Examining expressions in animals and comparing them to humans
Universal Facial Expressions
One of Darwin's most important claims was that certain facial expressions are universal across all human cultures. This suggests they have evolutionary origins rather than being learned. Modern research by Paul Ekman has identified six basic emotions with universal expressions:
😠 Anger
Lowered brows, tense eyes, compressed lips. Signals potential aggression and warns others to back off.
😰 Fear
Raised eyebrows, widened eyes, open mouth. Prepares for flight and signals danger to others.
😨 Disgust
Wrinkled nose, raised upper lip. Helps avoid contaminated or poisonous substances.
😢 Sadness
Drooping eyelids, downturned mouth. Signals need for support and elicits sympathy from others.
😀 Happiness
Raised cheeks, crinkled eyes, upturned mouth. Promotes social bonding and cooperation.
😮 Surprise
Raised eyebrows, widened eyes, open mouth. Increases sensory intake during unexpected events.
Case Study Focus: Ekman's Cross-Cultural Research
Paul Ekman conducted groundbreaking research in the 1960s to test Darwin's theory. He showed photographs of facial expressions to people from different cultures, including isolated tribes in Papua New Guinea who had minimal contact with Western media. Participants could identify the same basic emotions regardless of cultural background, strongly supporting Darwin's claim that these expressions are universal and likely have evolutionary origins. This research is considered one of the strongest pieces of evidence for the evolutionary explanation of non-verbal behaviour.
Evolutionary Functions of Non-verbal Behaviour
According to Darwin's theory, our non-verbal behaviours evolved because they helped our ancestors survive and reproduce. Here are some key functions:
Survival Advantages
Many non-verbal behaviours provide direct survival benefits:
⚠️ Warning Signals
Facial expressions can quickly communicate danger to group members. For example, a fear expression draws attention to potential threats and prepares others to respond. This was crucial for our ancestors living in dangerous environments with predators.
🤝 Group Cohesion
Non-verbal signals help maintain social bonds within groups. Smiling and other positive expressions promote cooperation and trust, which were essential for early humans who relied on group living for survival.
Communication Efficiency
Non-verbal communication offers several advantages over verbal communication:
- Speed: Facial expressions can be processed in as little as 33 milliseconds - much faster than speech.
- Reliability: Non-verbal signals are harder to fake than words, making them more trustworthy indicators of intentions.
- Distance: Some gestures can be seen from far away, allowing communication when voices can't be heard.
- Silence: Non-verbal signals don't make noise that could attract predators or alert prey.
Examples of Evolutionary Non-verbal Behaviours
👀 Eye Contact and Gaze
Direct eye contact can signal dominance or threat in many primates, including humans. Averting gaze often signals submission. This system helps establish social hierarchies without physical fighting, reducing risk of injury. Interestingly, prolonged eye contact between trusted individuals releases oxytocin, promoting bonding.
👋 Gestures
Many human gestures have evolutionary roots. Pointing developed as a way to direct attention to important objects or locations. Open-palm gestures evolved to show we're not concealing weapons, signalling peaceful intentions. These gestures appear across cultures with similar meanings.
👶 Infant Behaviour
Babies are born with the ability to produce and respond to certain facial expressions. Newborns can imitate facial expressions within hours of birth and show preference for face-like patterns. This suggests these abilities are innate rather than learned, supporting an evolutionary explanation.
🤔 Display Rules
While basic expressions are universal, cultures develop "display rules" about when and how to show emotions. This explains why expressions may vary across cultures despite having the same biological basis - an interesting interaction between evolution and culture.
Evaluating Darwin's Evolutionary Theory
✅ Strengths
- Scientific support: Cross-cultural studies confirm universality of basic expressions
- Explanatory power: Explains why certain expressions appear in infants and blind individuals
- Comparative evidence: Similar expressions in related species support evolutionary origins
- Adaptive functions: Clear survival benefits for many non-verbal behaviours
❌ Limitations
- Cultural variations: Significant differences exist in how emotions are expressed across cultures
- Learning influences: Many non-verbal behaviours are clearly learned rather than innate
- Modern context: Some expressions may no longer serve their original functions
- Alternative explanations: Social and cultural theories also explain many non-verbal behaviours
Research Evidence: Blind vs. Sighted Individuals
A compelling study by Matsumoto and Willingham (2009) compared the facial expressions of blind and sighted athletes at the Paralympic and Olympic Games. They found that blind athletes who had never seen facial expressions displayed the same expressions of pride, happiness, or disappointment as sighted athletes when winning or losing. This strongly supports Darwin's theory that these expressions are innate rather than learned through observation, as the blind athletes couldn't have visually learned these expressions.
Conclusion: The Evolutionary Legacy in Our Expressions
Darwin's evolutionary theory provides a compelling explanation for many aspects of human non-verbal behaviour. While not all non-verbal communication can be explained through evolution alone (cultural and social factors clearly play important roles), the evidence strongly suggests that our facial expressions and many gestures have deep evolutionary roots.
Understanding the evolutionary basis of non-verbal behaviour helps us appreciate why these signals are so powerful in human interaction. Our facial expressions aren't just random movements - they're part of an ancient communication system that helped our ancestors survive and thrive in challenging environments. Next time you smile at a friend or raise your eyebrows in surprise, remember you're using an expression system millions of years in the making!
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